Excerpts from The Protestant Ethic and the Spirit of Capitalism by Max Weber

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CHAPTER II

THE SPIRIT OF CAPITALISM

In the title of this study is used the somewhat pretentious phrase, the spirit of capitalism. What is to be understood by it? The attempt to give anything like a definition of it brings out certain difficulties which are in the very nature of this type of investigation.

If any object can be found to which this term can be applied with any understandable meaning, it can only be an historical individual, i.e. a complex of elements associated in historical reality which we unite into a conceptual whole from the standpoint of their cultural significance.

Such an historical concept, however, since it refers in its content to a phenomenon significant for its unique individuality, cannot be defined according to the formula genetic proximity, differential specification, but it must be gradually put together out of the individual parts which are taken from historical reality to make it up. Thus the final and definitive concept cannot stand at the beginning of the investigation, but must come at the end. We must, in other words, work out in the course of the discussion, as its most important result, the best conceptual formulation of what we here understand by the spirit of capitalism, that is the best from the point of view which interests us here. This point of view (the one of which we shall speak later) is, further, by no means the only possible one from which the historical phenomena we are investigating can be analysed. Other standpoints would, for this as for every historical phenomenon, yield other characteristics as the essential ones. The result is that it is by no means necessary to understand by the spirit of capitalism only what it will come to mean to us for the purposes of our analysis. This is a necessary result of the nature of historical concepts which attempt for their methodological purposes not to grasp historical reality in abstract general formula, but in concrete genetic sets of relations which are inevitably of a specifically unique and individual character.

Thus, if we try to determine the object, the analysis and historical explanation of which we are attempting, it cannot be in the form of a conceptual definition, but at least in the beginning only a provisional description of what is here meant by the spirit of capitalism. Such a description is, however, indispensable in order clearly to understand the object of the investigation. For this purpose we turn to a document of that spirit which contains what we are looking for in almost classical purity, and at the same time has the advantage of being free from all direct relationship to religion, being thus, for our purposes, free of preconceptions.

"Remember, time is money. He that can earn ten shillings a day by his labour, and goes abroad, or sits idle, one half of that day, though he spends but sixpence during his diversion or idleness, ought not to reckon that the only expense; he has really spent, or rather thrown away, five shillings besides.

"Remember, that credit is money. If a man lets his money lie in my hands after it is due, he gives me the interest, or so much as I can make of it during that time. This amounts to a considerable sum where a man has good and large credit, and makes good use of it. 

"Remember, that money is of the prolific, generating nature. Money can beget money, and its offspring can beget more, and so on. Five shillings turned is six, turned again it is seven and threepence, and so on, till it becomes a hundred pounds. The more there is of it, the more it produces every turning, so that the profits rise quicker and quicker. He that kills a breeding-sow, destroys all her offspring to the thousandth generation. He that murders a crown, destroys all that it might have produced, even scores of pounds.”

"Remember this saying, The good paymaster is lord of another man's purse. He that is known to pay punctually and exactly to the time he promises, may at any time, and on any occasion, raise all the money his friends can spare. This is sometimes of great use. After industry and frugality, nothing contributes more to the raising of a young man in the world than punctuality and justice in all his dealings; therefore never keep borrowed money an hour beyond the time you promised, lest a disappointment shut up your friend's purse for ever.

"The most trifling actions that affect a man's credit are to be regarded. The sound of your hammer at five in the morning, or eight at night, heard by a creditor, makes him easy six months longer; but if he sees you at a billiard-table, or hears your voice at a tavern, when you should be at work, he sends for his money the next day; demands it, before he can receive it, in a lump.

"It shows, besides, that you are mindful of what you owe; it makes you appear a careful as well as an honest man, and that still increases your credit.

"Beware of thinking all your own that you possess, and of living accordingly. It is a mistake that many people who have credit fall into. To prevent this, keep an exact account for some time both of your expenses and your income. If you take the pains at first to mention particulars, it will have this good effect: you will discover how wonderfully small, trifling expenses mount up to large sums, and will discern what might have been, and may for the future be saved, without occasioning any great inconvenience."

"For six pounds a year you may have the use of one hundred pounds, provided you are a man of known prudence and honesty.

"He that spends a groat a day idly, spends idly above six pounds a year, which is the price for the use of one hundred pounds.

"He that wastes idly a groat's worth of his time per day, one day with another, wastes the privilege of using one hundred pounds each day.

"He that idly loses five shillings' worth of time loses five shillings, and might as prudently throw five shillings into the sea.

"He that loses five shillings, not only loses that sum, but all the advantage that might be made by turning it in dealing, which by the time that a young man becomes old, will amount to a considerable sum of money."

It is Benjamin Franklin who preaches to us in these sentences, the same which Ferdinand Kürnberger satirizes in his clever and malicious Picture of American Culture ³ as the supposed confession of faith of the Yankee. That it is the spirit of capitalism which here speaks in characteristic fashion, no one will doubt, however little we may wish to claim that everything which could be understood as pertaining to that spirit is contained in it. Let us pause a moment to consider this passage, the philosophy of which Kürnberger sums up in the words, "They make tallow out of cattle and money out of men". The peculiarity of this philosophy of avarice appears to be the ideal of the honest man of recognized credit, and above all the idea of a duty of the individual toward the increase of his capital, which is assumed as an end in itself. Truly what is here preached is not simply a means of making one's way in the world, but a peculiar ethic. The infraction of its rules is treated not as foolishness but as forgetfulness of duty. That is the essence of the matter. It is not mere business astuteness, that sort of thing is common enough, it is an ethos. This is the quality which interests us.

When Jacob Fugger, in speaking to a business associate who had retired and who wanted to persuade him to do the same, since he had made enough money and should let others have a chance, rejected that as pusillanimity and answered that "he (Fugger) thought otherwise, he wanted to make money as long as he could", ⁴ the spirit of his statement is evidently quite different from that of Franklin. What in the former case was an expression of commercial daring and a personal inclination morally neutral, ⁵ in the latter takes on the character of an ethically coloured maxim for the conduct of life. The concept spirit of capitalism is here used in this specific sense, ⁶ it is the spirit of modern capitalism. For that we are here dealing only with Western European and American capitalism is obvious from the way in which the problem was stated. Capitalism existed in China, India, Babylon, in the classic world, and in the Middle Ages. But in all these cases, as we shall see, this particular ethos was lacking.

Now, all Franklin's moral attitudes are coloured with utilitarianism. Honesty is useful, because it assures credit; so are punctuality, industry, frugality, and that is the reason they are virtues. A logical deduction from this would be that where, for instance, the appearance of honesty serves the same purpose, that would suffice, and an unnecessary surplus of this virtue would evidently appear to Franklin's eyes as unproductive waste. And as a matter of fact, the story in his autobiography of his conversion to those virtues, ⁷ or the discussion of the value of a strict maintenance of the appearance of modesty, the assiduous belittlement of one's own deserts in order to gain general recognition later, ⁸ confirms this impression. According to Franklin, those virtues, like all others, are only in so far virtues as they are actually useful to the individual, and the surrogate of mere appearance is always sufficient when it accomplishes the end in view. It is a conclusion which is inevitable for strict utilitarianism. The impression of many Germans that the virtues professed by Americanism are pure hypocrisy seems to have been confirmed by this striking case. But in fact the matter is not by any means so simple. Benjamin Franklin's own character, as it appears in the really unusual candidness of his autobiography, belies that suspicion. The circumstance that he ascribes his recognition of the utility of virtue to a divine revelation which was intended to lead him in the path of righteousness, shows that something more than mere garnishing for purely egocentric motives is involved.

In fact, the superior good of this ethic, the earning of more and more money, combined with the strict avoidance of all spontaneous enjoyment of life, is above all completely devoid of any eudaemonistic, not to say hedonistic, admixture. It is thought of so purely as an end in itself, that from the point of view of the happiness of, or utility to, the single individual, it appears entirely transcendental and absolutely irrational. ⁹ Man is dominated by the making of money, by acquisition as the ultimate purpose of his life. Economic acquisition is no longer subordinated to man as the means for the satisfaction of his material needs. This reversal of what we should call the natural relationship, so irrational from a naive point of view, is evidently as definitely a leading principle of capitalism as it is foreign to all peoples not under capitalistic influence. At the same time it expresses a type of feeling which is closely connected with certain religious ideas. If we thus ask, why should "money be made out of men", Benjamin Franklin himself, although he was a colourless deist, answers in his autobiography with a quotation from the Bible, which his strict Calvinistic father drummed into him again and again in his youth: "Seest thou a man diligent in his business? He shall stand before kings" (Proverbs 22:29). The earning of money within the modern economic order is, so long as it is done legally, the result and the expression of virtue and proficiency in a calling; and this virtue and proficiency are, as it is now not difficult to see, the real Alpha and Omega of Franklin's ethic, as expressed in the passages we have quoted, as well as in all his works without exception.

And in truth this peculiar idea, so familiar to us today, but in reality so little a matter of course, of one's duty in a calling, is what is most characteristic of the social ethic of capitalistic culture, and is in a sense the fundamental basis of it. It is an obligation which the individual is supposed to feel and does feel towards the content of his professional ¹¹ activity, no matter in what it consists, in particular no matter whether it appears on the surface as a utilization of his personal powers, or only of his material possessions (as capital).

...

CHAPTER IV 

 THE RELIGIOUS FOUNDATIONS OF WORLDLY ASCETICISM

In history there have been four principal forms of ascetic Protestantism (in the sense of word here used): (1) Calvinism in the form which it assumed in the main area of its influence in Western Europe, especially in the seventeenth century; (2) Pietism; (3) Methodism; (4) the sects growing out of the Baptist movement. ¹ None of these movements was completely separated from the others, and even the distinction from the non-ascetic Churches of the Reformation is never perfectly clear. Methodism, which first arose in the middle of the eighteenth century within the Established Church of England, was not, in the minds of its founders, intended to form a new Church, but only a new awakening of the ascetic spirit within the old. Only in the course of its development, especially in its extension to America, did it become separate from the Anglican Church.

Pietism first split off from the Calvinistic movement in England, and especially in Holland. It remained loosely connected with orthodoxy, shading off from it by imperceptible gradations, until at the end of the seventeenth century it was absorbed into Lutheranism under Spener's leadership. Though the dogmatic adjustment was not entirely satisfactory, it remained a movement within the Lutheran Church. Only the faction dominated by Zinzendorf, and affected by lingering Hussite and Calvinistic influences within the Moravian brotherhood, was forced, like Methodism against its will, to form a peculiar sort of sect. Calvinism and Baptism were at the beginning of their development sharply opposed to each other. But in the Baptism of the latter part of the seventeenth century they were in close contact. And even in the Independent sects of England and Holland at the beginning of the seventeenth century the transition was not abrupt. As Pietism shows, the transition to Lutheranism is also gradual, and the same is true of Calvinism and the Anglican Church, though both in external character and in the spirit of its most logical adherents the latter is more closely related to Catholicism. It is true that both the mass of the adherents and especially the staunchest champions of that ascetic movement which, in the broadest sense of a highly ambiguous word, has been called Puritanism, ² did attack the foundations of Anglicanism; but even here the differences were only gradually worked out in the course of the struggle. Even if for the present we quite ignore the questions of government and organization which do not interest us here, the facts are just the same. The dogmatic differences, even the most important, such as those over the doctrines of predestination and justification, were combined in the most complex ways, and even at the beginning of the seventeenth century regularly, though not without exception, prevented the maintenance of unity in the Church. Above all, the types of moral conduct in which we are interested may be found in a similar manner among the adherents of the most various denominations, derived from any one of the four sources mentioned above, or a combination of several of them. We shall see that similar ethical maxims may be correlated with very different dogmatic foundations. Also the important literary tools for the saving of souls, above all the casuistic compendia of the various denominations, influenced each other in the course of time; one finds great similarities in them, in spite of very great differences in actual conduct.

It would almost seem as though we had best completely ignore both the dogmatic foundations and the ethical theory and confine our attention to the moral practice so far as it can be determined. That, however, is not true. The various different dogmatic roots of ascetic morality did no doubt die out after terrible struggles. But the original connection with those dogmas has left behind important traces in the later undogmatic ethics; moreover, only the knowledge of the original body of ideas can help us to understand the connection of that morality with the idea of the afterlife which absolutely dominated the most spiritual men of that time. Without its power, overshadowing everything else, no moral awakening which seriously influenced practical life came into being in that period.

We are naturally not concerned with the question of what was theoretically and officially taught in the ethical compendia of the time, however much practical significance this may have had through the influence of Church discipline, pastoral work, and preaching. ³ We are interested rather in something entirely different: the influence of those psychological motivations which, originating in religious belief and the practice of religion, gave a direction to practical conduct and held the individual to it. Now these motivations were to a large extent derived from the peculiarities of the religious ideas behind them. The men of that day were occupied with abstract dogmas to an extent which itself can only be understood when we perceive the connection of these dogmas with practical religious interests. A few observations on dogma, ⁴ which will seem to the non-theological reader as dull as they will hasty and superficial to the theologian, are indispensable. We can of course only proceed by presenting these religious ideas in the artificial simplicity of ideal types, as they could at best but seldom be found in history. For just because of the impossibility of drawing sharp boundaries in historical reality we can only hope to understand their specific importance from an investigation of them in their most consistent and logical forms.

A. CALVINISM

Now Calvinism ⁵ was the faith ⁶ over which the great political and cultural struggles of the sixteenth and seventeenth centuries were fought in the most highly developed countries, the Netherlands, England, and France. To it we shall hence turn first. At that time, and in general even to-day, the doctrine of predestination was considered its most characteristic dogma. It is true that there has been controversy as to whether it is the most essential dogma of the Reformed Church or only an appendage. Judgments of the importance of a historical phenomenon may be judgments of value or faith, namely, when they refer to what is alone interesting, or alone in the long run valuable in it. Or, on the other hand, they may refer to its influence on other historical processes as a causal factor. Then we are concerned with judgments of historical imputation. If now we start, as we must do here, from the latter standpoint and inquire into the significance which is to be attributed to that dogma by virtue of its cultural and historical consequences, it must certainly be rated very highly. ⁷ The movement which Oldenbarneveld led was shattered by it. The schism in the English Church became irrevocable under James I after the Crown and the Puritans came to differ dogmatically over just this doctrine. Again and again it was looked upon as the real element of political danger in Calvinism and attacked as such by those in authority. ⁸ The great synods of the seventeenth century, above all those of Dordrecht and Westminster, besides numerous smaller ones, made its elevation to canonical authority the central purpose of their work. It served as a rallying-point to countless heroes of the Church militant, and in both the eighteenth and the nineteenth centuries it caused schisms in the Church and formed the battle-cry of great new awakenings. We cannot pass it by, and since to-day it can no longer be assumed as known to all educated men, we can best learn its content from the authoritative words of .the Westminster Confession of 1647, which in this regard is simply repeated by both Independent and Baptist creeds.

"Chapter IX (of Free Will), No. 3. Man, by his fall into a state of sin, hath wholly lost all ability of will to any spiritual good accompanying salvation. So that a natural man, being altogether averse from that Good, and dead in sin, is not able, by his own

strength, to convert himself, or to prepare himself thereunto.

"Chapter III (of God's Eternal Decree), No. 3. By the decree of God, for the manifestation of His glory, some men and angels are predestinated unto everlasting life, and others foreordained to everlasting death.

"No. 5. Those of mankind that are predestinated unto life, God before the foundation of the world was laid, according to His eternal and immutable purpose, and the secret counsel and good pleasure of His will, hath chosen in Christ unto everlasting glory, out of His mere free grace and love, without any foresight of faith or good works, or perseverance in either of them, or any other thing in the creature as conditions, or causes moving Him thereunto, and all to the praise of His glorious grace.

"No. 7. The rest of mankind God was pleased, according to the unsearchable counsel of His own will, whereby He extendeth, or with-holdeth mercy, as He pleaseth, for the glory of His sovereign power over His creatures, to pass by, and to ordain them to dishonour and wrath for their sin, to the praise of His glorious justice.

"Chapter X (of Effectual Calling), No. 1. All those whom God hath predestinated unto life, and those only, He is pleased in His appointed and accepted time effectually to call, by His word and spirit (out of that state of sin and death, in which they are by nature) . . . taking away their heart of stone, and giving unto them an heart of flesh; renewing their wills, and by His almighty power determining them to that which is good....

"Chapter V (of Providence), No. 6. As for those wicked and ungodly men, whom God as a righteous judge, for former sins doth blind and harden, from them He not only with-holdeth His grace, whereby they might have been enlightened in their understandings and wrought upon in their hearts, but sometimes also withdraweth the gifts which they had and exposeth them to such objects as their corruption makes occasion of sin: and withal, gives them over to their own lusts, the temptations of the world, and the power of Satan: whereby it comes to pass that they harden themselves, even under those means, which God useth for the softening of others." ⁹

"Though I may be sent to Hell for it, such a God will never command my respect", was Milton's wellknown opinion of the doctrine. ¹⁰ But we are here concerned not with the evaluation, but the historical significance of the dogma. We can only briefly sketch the question of how the doctrine originated and how it fitted into the framework of Calvinistic theology.

Two paths leading to it were possible. The phenomenon of the religious sense of grace is combined, in the most active and passionate of those great worshippers which Christianity has produced again and again since Augustine, with the feeling of certainty that that grace is the sole product of an objective power, and not in the least to be attributed to personal worth. The powerful feeling of light-hearted assurance, in which the tremendous pressure of their sense of sin is released, apparently breaks over them with elemental force and destroys every possibility of the belief that this overpowering gift of grace could owe anything to their own co-operation or could be connected with achievements or qualities of their own faith and will. At the time of Luther's greatest religious creativeness, when he was capable of writing his Freedom of the Christian, God's secret decree was also to him most definitely the sole and ultimate source of his state of religious grace. ¹¹ Even later he did not formally abandon it. But not only did the idea not assume a central position for him, but it receded more and more into the background, the more his position as responsible head of his Church forced him into practical politics. Melancthon quite deliberately avoided adopting the dark and dangerous teaching in the Augsburg Confession, and for the Church fathers of Lutheranism it was an article of faith that grace was revocable, and could be won again by penitent humility and faithful trust in the word of God and in the sacraments.

With Calvin the process was just the opposite; the significance of the doctrine for him increased, ¹² perceptibly in the course of his polemical controversies with theological opponents. It is not fully developed until the third edition of his Institutes, and only gained its position of central prominence after his death in the great struggles which the Synods of Dordrecht and Westminster sought to put an end to. With Calvin the horribile decree is derived not, as with Luther, from religious experience, but from the logical necessity of his thought; therefore its importance increases with every increase in the logical consistency of that religious thought. The interest of it is solely in God, not in man; God does not exist for men, but men for the sake of God. ¹³ All creation, including of course the fact, as it undoubtedly was for Calvin, that only a small proportion of men are chosen for eternal grace, can have any meaning only as means to the glory and majesty of God. To apply earthly standards of justice to His sovereign decrees is meaningless and an insult to His Majesty, ¹⁴ since He and He alone is free, i.e. is subject to no law. His decrees can only be understood by or even known to us in so far as it has been His pleasure to reveal them. We can only hold to these fragments of eternal truth. Everything else, including the meaning of our individual destiny, is hidden in dark mystery which it would be both impossible to pierce and presumptuous to question.

For the damned to complain of their lot would be much the same as for animals to bemoan the fact they were not born as men. For everything of the flesh is separated from God by an unbridgeable gulf and deserves of Him only eternal death, in so far as He has not decreed otherwise for the glorification of His Majesty. We know only that a part of humanity is saved, the rest damned. To assume that human merit or guilt play a part in determining this destiny would be to think of God's absolutely free decrees, which have been settled from eternity, as subject to change by human influence, an impossible contradiction. The Father in heaven of the New Testament, so human and understanding, who rejoices over the repentance of a sinner as a woman over the lost piece of silver she has found, is gone. His place has been taken by a transcendental being, beyond the reach of human understanding, who with His quite incomprehensible decrees has decided the fate of every individual and regulated the tiniest details of the cosmos from eternity. ¹⁵ God's grace is, since His decrees cannot change, as impossible for those to whom He has granted it to lose as it is unattainable for those to whom He has denied it.

In its extreme inhumanity this doctrine must above all have had one consequence for the life of a generation which surrendered to its magnificent consistency. That was a feeling of unprecedented inner loneliness of the single individual. ¹⁶ In what was for the man of the age of the Reformation the most important thing in life, his eternal salvation, he was forced to follow his path alone to meet a destiny which had been decreed for him from eternity. No one could help him. No priest, for the chosen one can understand the word of God only in his own heart. No sacraments, for though the sacraments had been ordained by God for the increase of His glory, and must hence be scrupulously observed, they are not a means to the attainment of grace, but only the subjective supplement of faith. No Church, for though it was held that no salvation out of the church in the sense that whoever kept away from the true Church could never belong to God's chosen band, ¹⁷ nevertheless the membership of the external Church included the doomed. They should belong to it and be subjected to its discipline, not in order thus to attain salvation, that is impossible, but because, for the glory of God, they too must be forced to obey His commandments. Finally, even no God. For even Christ had died only for the elect, ¹⁸ for whose benefit God had decreed His martyrdom from eternity. This, the complete elimination of salvation through the Church and the sacraments (which was in Lutheranism by no means developed to its final conclusions), was what formed the absolutely decisive difference from Catholicism.

That great historic process in the development of religions, the elimination of magic from the world ¹⁹ which had begun with the old Hebrew prophets and, in conjunction with Hellenistic scientific thought, had repudiated all magical means to salvation as superstition and sin, came here to its logical conclusion. The genuine Puritan even rejected all signs of religious ceremony at the grave and buried his nearest and dearest without song or ritual in order that no superstition, no trust in the effects of magical and sacramental forces on salvation, should creep in. ²⁰

There was not only no magical means of attaining the grace of God for those to whom God had decided to deny it, but no means whatever. Combined with the harsh doctrines of the absolute transcendentality of God and the corruption of everything pertaining to the flesh, this inner isolation of the individual contains, on the one hand, the reason for the entirely negative attitude of Puritanism to all the sensuous and emotional elements in culture and in religion, because they are of no use toward salvation and promote sentimental illusions and idolatrous superstitions. Thus it provides a basis for a fundamental antagonism to sensuous culture of all kinds. ²¹ On the other hand, it forms one of the roots of that disillusioned and pessimistically inclined individualism ²² which can even to-day be identified in the national characters and the institutions of the peoples with a Puritan past, in such a striking contrast to the quite different spectacles through which the Enlightenment later looked upon men.

...

Saving and Capital

When the limitation of consumption is combined with this release of acquisitive activity, the inevitable practical result is obvious: accumulation of capital through ascetic compulsion to save. ⁸⁵ The restraints which were imposed upon the consumption of wealth naturally served to increase it by making possible the productive investment of capital. How strong this influence was is not, unfortunately, susceptible of exact statistical demonstration. In New England the connection is so evident that it did not escape the eye of so discerning a historian as Doyle. ⁸⁶ But also in Holland, which was really only dominated by strict Calvinism for seven years, the greater simplicity of life in the more seriously religious circles, in combination with great wealth, led to an excessive propensity to accumulations. ⁸⁷

That, furthermore, the tendency which has existed everywhere and at all times, being quite strong in Germany to-day, for middle-class fortunes to be absorbed into the nobility, was necessarily checked by the Puritan antipathy to the feudal way of life, is evident. English Mercantilist writers of the seventeenth century attributed the superiority of Dutch capital to English to the circumstance that newly acquired wealth there did not regularly seek investment in land. Also, since it is not simply a question of the purchase of land, it did not there seek to transfer itself to feudal habits of life, and thereby to remove itself from the possibility of capitalistic investments. ⁸⁸ The high esteem for agriculture as a peculiarly important branch of activity, also especially consistent with piety, which the Puritans shared, applied (for instance in Baxter) not to the landlord, but to the yeoman and farmer, in the eighteenth century not to the squire, but the rational cultivators. ⁸⁹ Through the whole of English society in the time since the seventeenth century goes the conflict between the squirearchy, the representatives of "merrie old England", and the Puritan circles of widely varying social influence. ⁹⁰ Both elements, that of an unspoiled naive joy of life, and of a strictly regulated, reserved self-control, and conventional ethical conduct are even today combined to form the English national character. ⁹¹ Similarly, the early history of the North American Colonies is dominated by the sharp contrast of the adventurers, who wanted to set up plantations with the labour of indentured servants, and live as feudal lords, and the specifically middle-class outlook of the Puritans. ⁹²

As far as the influence of the Puritan outlook extended, under all circumstances--and this is, of course, much more important than the mere encouragement of capital accumulation--it favoured the development of a rational citizen economic life; it was the most important, and above all the only consistent influence in the development of that life. It stood at the cradle of the modern economic man.

To be sure, these Puritanical ideals tended to give way under excessive pressure from the temptations of wealth, as the Puritans themselves knew very well. With great regularity we find the most genuine adherents of Puritanism among the classes which were rising from a lowly status, ⁹³ the small citizen and farmers, while the beati possidentes, even among Quakers, are often found tending to repudiate the old ideals. ⁹⁴ It was the same fate which again and again befell the predecessor of this worldly asceticism, the monastic asceticism of the Middle Ages. In the latter case, when rational economic activity had worked out its full effects by strict regulation of conduct and limitation of consumption, the wealth accumulated either succumbed directly to the nobility, as in the time before the Reformation, or monastic discipline threatened to break down, and one of the numerous reformations became necessary.

In fact the whole history of monasticism is in a certain sense the history of a continual struggle with the problem of the secularizing influence of wealth. The same is true on a grand scale of the worldly asceticism of Puritanism. The great revival of Methodism, which preceded the expansion of English industry toward the end of the eighteenth century, may well be compared with such a monastic reform. We may hence quote here a passage ⁹⁵ from John Wesley himself which might well serve as a motto for everything which has been said above. For it shows that the leaders of these ascetic movements understood the seemingly paradoxical relationships which we have here analysed perfectly well, and in the same sense that we have given them. ⁹⁶ He wrote:

"I fear, wherever riches have increased, the essence of religion has decreased in the same proportion. Therefore I do not see how it is possible, in the nature of things, for any revival of true religion to continue long. For religion must necessarily produce both industry and frugality, and these cannot but produce riches. But as riches increase, so will pride, anger, and love of the world in all its branches. How then is it possible that Methodism, that is, a religion of the heart, though it flourishes now as a green bay tree, should continue in this state? For the Methodists in every place grow diligent and frugal; consequently they increase in goods. Hence they proportionately increase in pride, in anger, in the desire of the flesh, the desire of the eyes, and the pride of life. So, although the form of religion remains, the spirit is swiftly vanishing away. Is there no way to prevent this-- this continual decay of pure religion? We ought not to prevent people from being diligent and frugal; we must exhort an Christians to gain all they can, and to save all they can; that is, in effect, to grow rich." ⁹⁷

There follows the advice that those who gain all they can and save all they can should also give all they can, so that they will grow in grace and lay up a treasure in heaven. It is clear that Wesley here expresses, even in detail, just what we have been tying to point out. ⁹⁸

As Wesley here says, the full economic effect of those great religious movements, whose significance for economic development lay above all in their ascetic educative influence, generally came only after the peak of the purely religious enthusiasm was past. Then the intensity of the search for the Kingdom of God commenced gradually to pass over into sober economic virtue; the religious roots died out slowly, giving way to utilitarian worldliness. Then, as Dowden puts it, as in Robinson Crusoe, the isolated economic man who carries on missionary activities on the side ⁹⁹ takes the place of the lonely spiritual search for the Kingdom of Heaven of Bunyan's pilgrim, hurrying through the market-place of Vanity.

When later the principle "to make the most of both worlds" became dominant in the end, as Dowden has remarked, a good conscience simply became one of the means of enjoying a comfortable citizen life, as is well expressed in the German proverb about the soft pillow. What the great religious epoch of the seventeenth century bequeathed to its utilitarian successor was, however, above all an amazingly good, we may even say a pharisaically good, conscience in the acquisition of money, so long as it took place legally. Every trace that "You cannot serve God and mammon" (Matthew 6:24) has disappeared. ¹⁰⁰

A specifically citizen economic ethic had grown up. With the consciousness of standing in the fullness of God's grace and being visibly blessed by Him, the citizen business man, as long as he remained within the bounds of formal correctness, as long as his moral conduct was spotless and the use to which he put his wealth was not objectionable, could follow his pecuniary interests as he would and feel that he was fulfilling a duty in doing so. The power of religious asceticism provided him in addition with sober, conscientious, and unusually industrious workmen, who clung to their work as to a life purpose willed by God. ¹⁰¹

Finally, it gave him the comforting assurance that the unequal distribution of the goods of this world was a special dispensation of Divine Providence, which in these differences, as in particular grace, pursued secret ends unknown to men. ¹⁰² Calvin himself had made the much-quoted statement that only when the people, i.e. the mass of labourers and craftsmen, were poor did they remain obedient to God. ¹⁰³ In the Netherlands (Pieter de la Court and others), that had been secularized to the effect that the mass of men only labour when necessity forces them to do so. This formulation of a leading idea of capitalistic economy later entered into the current theories of the productivity of low wages. Here also, with the dying out of the religious root, the utilitarian interpretation crept in unnoticed, in the line of development which we have again and again observed.

Medieval ethics not only tolerated begging but actually glorified it in the mendicant orders. Even secular beggars, since they gave the person of means opportunity for good works through giving alms, were sometimes considered an estate and treated as such. Even the Anglican social ethic of the Stuarts was very close to this attitude. It remained for Puritan Asceticism to take part in the severe English Poor Relief Legislation which fundamentally changed the situation. And it could do that, because the Protestant sects and the strict Puritan communities actually did not know any begging in their own midst. ¹⁰⁴

On the other hand, seen from the side of the workers, the Zinzendorf branch of Pietism, for instance, glorified the loyal worker who did not seek acquisition, but lived according to the apostolic model, and was thus endowed with the charisma ¹⁰⁵ of the disciples. ¹⁰⁶ Similar ideas had originally been prevalent among the Baptists in an even more radical form.

Now naturally the whole ascetic literature of almost all denominations is saturated with the idea that faithful labour, even at low wages, on the part of those whom life offers no other opportunities, is highly pleasing to God. In this respect Protestant Asceticism added in itself nothing new. But it not only deepened this idea most powerfully, it also created the force which was alone decisive for its effectiveness: the psychological motivation of it through the conception of this labour as a calling, as the best, often in the last analysis the only means of attaining certainty of grace. ¹⁰⁷ And on the other hand it legalized the exploitation of this specific willingness to work, in that it also interpreted the employer's business activity as a calling. ¹⁰⁸ It is obvious how powerfully the exclusive search for the Kingdom of God only through the fulfillment of duty in the calling, and the strict asceticism which Church discipline naturally imposed, especially on the propertyless classes, was bound to affect the productivity of labour in the capitalistic sense of the word. The treatment of labour as a calling became as characteristic of the modern worker as the corresponding attitude toward acquisition of the business man. It was a perception of this situation, new at his time, which caused so able an observer as Sir William Petty to attribute the economic power of Holland in the seventeenth century to the fact that the very numerous dissenters in that country (Calvinists and Baptists) "are for the most part thinking, sober men, and such as believe that Labour and Industry is their duty towards God". ¹⁰⁹

Calvinism opposed organic social organization in the fiscal-monopolistic form which it assumed in Anglicanism under the Stuarts, especially in the conceptions of Laud, this alliance of Church and State with the monopolists on the basis of a Christian-social ethical foundation. Its leaders were universally among the most passionate opponents of this type of politically privileged commercial, putting-out, and colonial capitalism. Over against it they placed the individualistic motives of rational legal acquisition by virtue of one's own ability and initiative. And, while the politically privileged monopoly industries in England all disappeared in short order, this attitude played a large and decisive part in the development of the industries which grew up in spite of and against the authority of the State. ¹¹⁰ The Puritans (Prynne, Parker) repudiated all connection with the large-scale capitalistic courtiers and projectors as an ethically suspicious class. On the other hand, they took pride in their own superior middle-class business morality, which formed the true reason for the persecutions to which they were subjected on the part of those circles. Defoe proposed to win the battle against dissent by boycotting bank credit and withdrawing deposits. The difference of the two types of capitalistic attitude went to a very large extent hand in hand with religious differences. The opponents of the Nonconformists, even in the eighteenth century, again and again ridiculed them for personifying the spirit of shopkeepers, and for having ruined the ideals of old England. Here also lay the difference of the Puritan economic ethic from the Jewish; and contemporaries (Prynne) knew well that the former and not the latter was the citizen capitalistic ethic. ¹¹¹

One of the fundamental elements of the spirit of modern capitalism, and not only of that but of all modern culture: rational conduct on the basis of the idea of the calling, was born-that is what this discussion has sought to demonstrate-from the spirit of Christian asceticism. One has only to re-read the passage from Franklin, quoted at the beginning of this essay, in order to see that the essential elements of the attitude which was there called the spirit of capitalism are the same as what we have just shown to be the content of the Puritan worldly asceticism, ¹¹² only without the religious basis, which by Franklin's time had died away. The idea that modern labour has an ascetic character is of course not new. Limitation to specialized work, with a renunciation of the Faustian universality of man which it involves, is a condition of any valuable work in the modern world; hence deeds and renunciation inevitably condition each other today. This fundamentally ascetic trait of middle-class life, if it attempts to be a way of life at all, and not simply the absence of any, was what Goethe wanted to teach, at the height of his wisdom, in the Wander-jahren, and in the end which he gave to the life of his Faust. ¹¹³ For him the realization meant a renunciation, a departure from an age of full and beautiful humanity, which can no more be repeated in the course of our cultural development than can the flower of the Athenian culture of antiquity.

The Puritan wanted to work in a calling; we are forced to do so. For when asceticism was carried out of monastic cells into everyday life, and began to dominate worldly morality, it did its part in building the tremendous cosmos of the modern economic order. This order is now bound to the technical and economic conditions of machine production which to-day determine the lives of all the individuals who are born into this mechanism, not only those directly concerned with economic acquisition, with irresistible force. Perhaps it will so determine them until the last ton of fossilized coal is burnt. In Baxter's view the care for external goods should only lie on the shoulders of the "saint like a light cloak, which can be thrown aside at any moment." ¹¹⁴ But fate decreed that the cloak should become an iron cage.

Since asceticism undertook to remodel the world and to work out its ideals in the world, material goods have gained an increasing and finally an inexorable power over the lives of men as at no previous period in history. To-day the spirit of religious asceticism --whether finally, who knows? --has escaped from the cage. But victorious capitalism, since it rests on mechanical foundations, needs its support no longer. The rosy blush of its laughing heir, the Enlightenment, seems also to be irretrievably fading, and the idea of duty in one's calling prowls about in our lives like the ghost of dead religious beliefs. Where the fulfillment of the calling cannot directly be related to the highest spiritual and cultural values, or when, on the other hand, it need not be felt simply as economic compulsion, the individual generally abandons the attempt to justify it at all. In the field of its highest development, in the United States, the pursuit of wealth, stripped of its religious and ethical meaning, tends to become associated with purely mundane passions, which often actually give it the character of sport. ¹¹⁵

No one knows who will live in this cage in the future, or whether at the end of this tremendous development entirely new prophets will arise, or there will be a great rebirth of old ideas and ideals, or, if neither, mechanized petrification, embellished with a sort of convulsive self-importance. For of the last stage of this cultural development, it might well be truly said: "Specialists without spirit, sensualists without heart; this nullity imagines that it has attained a level of civilization never before achieved."

But this brings us to the world of judgments of value and of faith, with which this purely historical discussion need not be burdened. The next task would be rather to show the significance of ascetic rationalism, which has only been touched in the foregoing sketch, for the content of practical social ethics, thus for the types of organization and the functions of social groups from the conventicle to the State. Then its relations to humanistic rationalism, ¹¹⁶ its ideals of life and cultural influence; further to the development of philosophical and scientific empiricism, to technical development and to spiritual ideals would have to be analysed. Then its historical development from the medieval beginnings of worldly asceticism to its dissolution into pure utilitarianism would have to be traced out through all the areas of ascetic religion. Only then could the quantitative cultural significance of ascetic Protestantism in its relation to the other plastic elements of modern culture be estimated.

Here we have only attempted to trace the fact and the direction of its influence to their motives in one, though a very important point. But it would also further be necessary to investigate how Protestant Asceticism was in turn influenced in its development and its character by the totality of social conditions, especially economic. ¹¹⁷ The modern man is in general, even with the best will, unable to give religious ideas a significance for culture and national character which they deserve. But it is, of course, not my aim to substitute for a one-sided materialistic an equally one-sided spiritualistic causal interpretation of culture and of history. Each is equally possible, ¹¹⁸ but each, if it does not serve as the preparation, but as the conclusion of an investigation, accomplishes equally little in the interest of historical truth. ¹¹⁹